SOURCES
Conclusions are based on publicly available primary sources
Verified as of 8 August 2026.
13 sources
01METHODOLOGY
How the sources were selected and assessed
The methodology is transparent and repeatable. It explicitly defines what is and is not in scope.
- Primary preference was given to legal texts, official rulebooks, supervisory data, regulator websites and international standard-setting bodies.
- A statement that public materials do not describe a certain capability is not proof that a vendor cannot deliver it individually.
- Legal processes are described at product level; any specific step always requires assessment by a lawyer in the relevant jurisdiction.
LIMITATION
This overview documents available public materials and does not establish their legal effect. Legal assessment always requires a lawyer in the relevant jurisdiction.
02SOURCE REGISTER
Reference list of primary sources
Regulatory and institutional sources. No external links; citations in text form.
Regulatory and institutional sources
- S01Regulation (EU) 2023/1114 (MiCA), EUR-Lex — marketing communications and consistency with the crypto-asset white paper.
- S02Regulation (EU) 2017/1129 (Prospectus Regulation), consolidated text — advertisements and consistency.
- S03FCA Handbook, COBS 4.2 — fair, clear and not misleading communications.
- S04SEC, Investment Adviser Marketing Rule and risk alerts — substantiation of material statements.
- S05FINRA Rule 2210 — Communications with the Public.
- S06FCA, Financial promotions data 2024 — 19 766 promotions amended or withdrawn.
- S07SEC, Twelve Firms to Pay More Than $63 Million for Recordkeeping Failures, 13. 1. 2025.
- S08Bank for International Settlements, Innovative technology in financial supervision (suptech).
- S09Financial Stability Board, The Use of Supervisory and Regulatory Technology, 2020.
- S10Česká národní banka, Poskytování informací podle zákona č. 106/1999 Sb.
- S11Česká národní banka, Formulář podání dotazu, podnětu, upozornění a stížnosti.
- S12Bank of England / FCA / PRA, Complaints against the regulators and Complaints Scheme.
- S13eIDAS Regulation, consolidated text, čl. 41 — legal effect of electronic time stamps.
03LEGAL DISCLAIMER
Product material, not legal advice
LEGAL DISCLAIMER
This website is product material. It is not legal advice, an investment offer, or confirmation of the regulatory status of any entity or product.